晨光文具首次公开发行股票网下发行结果及网上中签率公告

                    上海晨光文具股份有限公司

      首次公开发行股票网下发行结果及网上中签率公告
               保荐机构（主承销商）：兴业证券股份有限公司


                                重要提示

    1、上海晨光文具股份有限公司（以下简称“发行人”、“晨光文具”）首次
公开发行不超过 6,000 万股人民币普通股 A 股（以下简称“本次发行”）的申请已
获中国证券监督管理委员会证监许可[2015]15 号文核准。本次发行的保荐机构
（主承销商）为兴业证券股份有限公司（以下简称“兴业证券”或“保荐机构（主
承销商）”）。发行人的股票简称为“晨光文具”，股票代码为“603899”。

    2、本次发行采用网下向符合条件的投资者询价配售（以下简称 “网下发
行”）与网上按市值申购向社会公众投资者定价发行（以下简称“网上发行”）相
结合的方式进行。本次股票发行价格为 13.15 元/股，发行数量为 6,000 万股。回
拨机制启动前，网下初始发行数量为 4,200 万股，占本次发行总量的 70%；网上初
始发行数量为 1,800 万股，占本次发行总量的 30%。

    3、本次发行的网上、网下申购缴款工作已于 2015 年 1 月 15 日（T 日）结
束。 在初步询价阶段提交有效报价的 78 个配售对象全部参与了网下申购并按照
2015 年 1 月 14 日（T-1 日）公布的《上海晨光文具股份有限公司首次公开发行股
票发行公告》（以下简称“《发行公告》”）的要求及时足额缴纳了申购款，缴付
申购资金已经立信会计师事务所（特殊普通合伙）审验，并出具了验资报告；网下
发行过程已经北京大成（上海）律师事务所见证，并出具了专项法律意见书。

    4、根据网上申购情况，网上初步有效申购倍数为 434.56 倍，根据《发行公
告》规定的回拨安排，发行人和保荐机构（主承销商）将本次发行股份的 3,600 万
股股票（本次发行总量的 60%）由网下回拨至网上。回拨后，网下最终发行数量为
600 万股， 占本次发行总量的 10%；网上最终发行数量为 5,400 万股，占本次发行
总量 90%。

    5、本公告披露了本次网下发行的配售结果，包括获配投资者名称、获配投资

                                    1
者的申购数量、获配数量等。根据 2015 年 1 月 14 日（T-1 日）公布的《发行公
告》，本公告一经刊出即视同向参与网下申购获得配售的配售对象送达获配通知。



一、网下申购及缴款情况

    根据《证券发行与承销管理办法》（中国证监会令第 98 号）的要求，主承销
商对参与网下申购的投资者资格进行了核查和确认。依据上海证券交易所网下发行
电子平台最终收到的资金有效申购结果，保荐机构（主承销商）做出如下统计：

    经核查确认，51 家网下投资者管理的 78 个有效报价配售对象全部按照《发行
公告》的要求进行了申购，并及时、足额缴纳了申购款，有效申购资金为
3,505,132.5 万元，有效申购数量为 266,550 万股。



二、网上申购情况及网上发行初步中签率

    根据上海证券交易所提供的数据，本次网上发行有效申购户数为 923,544 户。
有效申购股数为 7,822,130,000 股。经立信会计师事务所（特殊普通合伙）审验，
网上冻结资金量为 102,861,009,500 元，网上发行初步中签率为 0.23011635%。配
号总数为 7,822,130 个，号码范围为 10000001—17822130。



三、回拨机制实施、发行结构及网上发行最终中签率

    本次股票发行数量为 6,000 万股。回拨机制启动前，网下初始发行数量为
4,200 万股，占本次发行总量的 70%；网上初始发行数量为 1,800 万股，占本次发
行总量的 30%。

    根据《发行公告》公布的回拨机制和网上资金申购情况，由于网上初步有效
申购倍数为 434.56 倍，超过 150 倍，发行人和保荐机构（主承销商）决定启动回
拨机制，将 3,600 万股股票（本次发行总量的 60%）从网下回拨到网上。回拨后，
网下最终发行数量为 600 万股，占本次发行总量的 10%；网上最终发行数量为
5,400 万股，占本次发行总量 90%。

    回拨机制启动后，网上发行最终中签率为 0.69034905%。
                                    2
四、网下配售结果

    本次网下发行有效申购数量为 266,550 万股，其中公募基金和社保基金（A 类
投 资 者 ）有 效申 购 数量 为 31,210 万股 ，约 占 本 次网 下发 行 有效 申 购 数量 的
11.71%；年金保险资金（B 类投资者）有效申购数量为 128,940 万股，约占本次网
下发行有效申购数量的 48.37%，其他投资者（C 类投资者）有效申购数量为
106,400 万股，约占本次网下发行有效申购数量的 39.92%。

    根据《上海晨光文具股份有限公司首次公开发行股票发行安排及初步询价公
告》（以下简称“《初步询价公告》”）规定的网下配售原则，各类投资者的获配
信息如下：

配售对象类型 获配比例               获配数量（股）       占网下最终发行数量的比例
A 类投资者            0.85845562%            2,679,240                         44.65%
B 类投资者            0.18314270%            2,361,442                         39.36%
C 类投资者            0.09016147%              959,318                         15.99%
     注：获配数量只取计算结果的整数部分，不足 1 股的零股按照《初步询价公告》中的零
 股配售规则进行配售。零股 18 股根据零股配售规则配售给 A 类投资者国泰浓益灵活配置混
 合型证券投资基金（申购数量优先、申购时间优先，其中“申购时间优先”按照 T 日网下发
 行平台显示的申报时间顺序）。
     以上配售安排及结果符合《初步询价公告》披露的配售原则。最终各配售对象获配情况
 详见附表。



五、网下申购多余资金退回

    中国结算上海分公司根据主承销商提供的网下配售结果，计算各有效报价配售
对象实际应付的申购金额，并将有效报价配售对象 2015 年 1 月 15 日（T 日，周
四）划付的有效申购资金减去申购金额后的余额于 2015 年 1 月 19 日（T+2 日，周
一）9:00 前，向结算银行发送配售余款退款指令。

六、投资价值研究报告的估值结论

    根据保荐机构（主承销商）出具的发行人投资价值研究报告，结合相对估值和
绝对估值，研究员认为发行人市值的合理区间为 110–120 亿元。初步询价截止日
2015 年 1 月 12 日（T-3 日，周一），中证指数有限公司发布的文教、工美、体育

                                         3
和娱乐用品制造业（行业代码 C24）最近一个月平均静态市盈率为 70.83 倍。



七、保荐机构（主承销商）联系方式

    网下投资者对本公告所公布的网下配售结果如有疑问，请与本次发行的主承
销商兴业证券联系。具体联系方式如下：

    联系电话：021-20370806、021-20370807

    联 系 人：资本市场部




                                        发行人：上海晨光文具股份有限公司
                             保荐机构（主承销商）：兴业证券股份有限公司
                                                         2015 年 1 月 19 日




                                    4
         附：网下投资者获配情况
序                            配售对象证券账                            申购数量   配售对象   配售结果
         网下投资者名称                               配售对象名称
号                            户号码（上海）                            （万股）     类别       （股）
                                               国泰浓益灵活配置混合型              公募基金
1    国泰基金管理有限公司     D890820472                                   4,200               360,568
                                               证券投资基金                        (A)
                                               国泰民益灵活配置混合型              公募基金
2    国泰基金管理有限公司     D890818247                                   4,200               360,550
                                               证券投资基金(LOF）                  (A)
                                               长城品牌优选股票型证券              公募基金
3    长城基金管理有限公司     D890764317                                   3,200               274,704
                                               投资基金                            (A)
                                               长城久鑫保本混合型证券              公募基金
4    长城基金管理有限公司     D890826850                                     210                18,026
                                               投资基金                            (A)
                                               长城久利保本混合型证券              公募基金
5    长城基金管理有限公司     D890807686                                     420                36,054
                                               投资基金                            (A)
                                               长城保本混合型证券投资              公募基金
6    长城基金管理有限公司     D890798675                                     210                18,026
                                               基金                                (A)
                                               招商安润保本混合型证券              公募基金
7    招商基金管理有限公司     D890807945                                   4,200               360,550
                                               投资基金                            (A)
                                               鹏华品牌传承灵活配置混              公募基金
8    鹏华基金管理有限公司     D890818899                                   3,110               266,978
                                               合型证券投资基金                    (A)
                                                                                   公募基金
9    银河基金管理有限公司     D890712297       银河收益证券投资基金        3,300               283,288
                                                                                   (A)
                                                                                   社保基金
10   嘉实基金管理有限公司     D890711796       全国社保基金一零六组合      2,060               176,840
                                                                                   组合(A)
                                                                                   社保基金
11   招商基金管理有限公司     D890728175       全国社保基金一一零组合      1,900               163,106
                                                                                   组合(A)
                                                                                   社保基金
12   华夏基金管理有限公司     D890764430       全国社保基金四零三组合      4,200               360,550
                                                                                   组合(A)
                                                                                   保险资金
     民生通惠资产管理有限公                    民生人寿保险股份有限公
13                            B881636515                                   4,200   投资账户     76,920
     司                                        司-传统保险产品
                                                                                   (B)
                                                                                   保险资金
     建信基金管理有限责任公                    国寿集团委托建信基金股
14                            B888354041                                   1,140   投资账户     20,877
     司                                        票型组合
                                                                                   (B)
                                                                                   保险资金
     安邦资产管理有限责任公                    安邦人寿保险股份有限公
15                            B882790223                                   4,200   投资账户     76,920
     司                                        司传统产品
                                                                                   (B)
                                               中国财产再保险股份有限              保险资金
     中再资产管理股份有限公
16                            B881081833       公司—传统—普通保险产      1,800   投资账户     32,965
     司
                                               品                                  (B)
                                                                                   保险资金
                                               受托管理太平人寿保险有
17   太平资产管理有限公司     B881143350                                   4,200   投资账户     76,920
                                               限公司-分红-团险分红
                                                                                   (B)
                                               受托管理太平人寿保险有              保险资金
18   太平资产管理有限公司     B881022326       限公司-传统-普通保险产      4,200   投资账户     76,920
                                               品                                  (B)
                                                                                   保险资金
                                               受托管理太平人寿保险有
19   太平资产管理有限公司     B881143342                                   4,200   投资账户     76,920
                                               限公司-分红-个险分红
                                                                                   (B)
                                               受托管理泰康人寿保险股              保险资金
     泰康资产管理有限责任公
20                            B881024051       份有限公司-分红-个人分      4,200   投资账户     76,920
     司
                                               红                                  (B)

                                                  5
序                            配售对象证券账                            申购数量   配售对象   配售结果
         网下投资者名称                               配售对象名称
号                            户号码（上海）                            （万股）     类别       （股）
                                               中国太平洋人寿保险股份              保险资金
     太平洋资产管理有限责任
21                            B881038408       有限公司—万能—个人万      4,200   投资账户     76,920
     公司
                                               能                                  (B)
                                               中国太平洋人寿保险股份              保险资金
     太平洋资产管理有限责任
22                            B881038369       有限公司—分红—个人分      4,200   投资账户     76,920
     公司
                                               红                                  (B)
                                               中国太平洋人寿保险股份              保险资金
     太平洋资产管理有限责任
23                            B881038351       有限公司—分红—团体分      4,200   投资账户     76,920
     公司
                                               红                                  (B)
                                               中国太平洋人寿保险股份              保险资金
     太平洋资产管理有限责任
24                            B881038343       有限公司—传统—普通保      4,200   投资账户     76,920
     公司
                                               险产品                              (B)
                                               受托管理中国太平洋保险              保险资金
     太平洋资产管理有限责任
25                            B881024255       (集团)股份有限公司—集      4,200   投资账户     76,920
     公司
                                               团本级-自有资金                     (B)
                                               中国太平洋财产保险股份              保险资金
     太平洋资产管理有限责任
26                            B881024239       有限公司-传统-普通保险      4,200   投资账户     76,920
     公司
                                               产品                                (B)
                                                                                   保险资金
     阳光资产管理股份有限公                    受托管理阳光人寿保险股
27                            B881876961                                   4,200   投资账户     76,920
     司                                        份有限公司万能保险产品
                                                                                   (B)
                                                                                   保险资金
     阳光资产管理股份有限公                    受托管理阳光人寿保险股
28                            B881876953                                   4,200   投资账户     76,920
     司                                        份有限公司分红保险产品
                                                                                   (B)
                                                                                   保险资金
     阳光资产管理股份有限公                    阳光财产保险股份有限公
29                            B881094331                                   4,200   投资账户     76,920
     司                                        司-传统-普通保险产品
                                                                                   (B)
                                                                                   保险资金
     新华资产管理股份有限公                    新华人寿保险股份有限公
30                            B881024182                                   4,200   投资账户     76,920
     司                                        司-万能-得意理财
                                                                                   (B)
                                                                                   保险资金
     新华资产管理股份有限公                    新华人寿保险股份有限公
31                            B881024174                                   4,200   投资账户     76,920
     司                                        司-传统-普通保险产品
                                                                                   (B)
                                                                                   保险资金
     新华资产管理股份有限公                    新华人寿保险股份有限公
32                            B881024166                                   4,200   投资账户     76,920
     司                                        司-分红-团体分红
                                                                                   (B)
                                                                                   保险资金
     新华资产管理股份有限公                    新华人寿保险股份有限公
33                            B881024158                                   4,200   投资账户     76,920
     司                                        司-分红-个人分红
                                                                                   (B)
                                                                                   保险资金
     平安资产管理有限责任公
34                            B881024548       平安人寿-万能-个险万能      4,200   投资账户     76,920
     司
                                                                                   (B)
                                                                                   保险资金
     平安资产管理有限责任公
35                            B881024514       平安人寿-分红-个险分红      4,200   投资账户     76,920
     司
                                                                                   (B)
                                                                                   保险资金
     平安资产管理有限责任公                    平安人寿-传统-普通保险
36                            B881024475                                   4,200   投资账户     76,920
     司                                        产品
                                                                                   (B)
                                               受托管理中国平安财产保              保险资金
     平安资产管理有限责任公
37                            B881024467       险股份有限公司-传统-普      4,200   投资账户     76,920
     司
                                               通保险产品                          (B)
                                                  6
序                            配售对象证券账                             申购数量   配售对象   配售结果
         网下投资者名称                               配售对象名称
号                            户号码（上海）                             （万股）     类别       （股）
                                                                                    保险资金
     华夏人寿保险股份有限公                    华夏人寿保险股份有限公
38                            B882371922                                    4,200   投资账户     76,920
     司                                        司-万能保险产品
                                                                                    (B)
                                                                                    保险资金
     天安财产保险股份有限公                    天安财产保险股份有限公
39                            B883178199                                    4,200   投资账户     76,920
     司                                        司-保赢 1 号
                                                                                    (B)
                                                                                    保险资金
     中国人寿资产管理有限公                    中国人寿保险（集团）公
40                            B881037745                                    4,200   投资账户     76,920
     司                                        司传统普保产品
                                                                                    (B)
                                                                                    保险资金
     中国人寿资产管理有限公                    中国人寿保险股份有限公
41                            B881033678                                    4,200   投资账户     76,920
     司                                        司万能险产品
                                                                                    (B)
                                                                                    保险资金
     中国人寿资产管理有限公                    中国人寿股份有限公司-传
42                            B881023770                                    4,200   投资账户     76,920
     司                                        统-普通保险
                                                                                    (B)
                                                                                    保险资金
     中国人寿资产管理有限公                    中国人寿股份有限公司-分
43                            B881023762                                    4,200   投资账户     76,920
     司                                        红-团体分红
                                                                                    (B)
                                                                                    保险资金
     中国人寿资产管理有限公                    中国人寿股份有限公司-分
44                            B881023754                                    4,200   投资账户     76,920
     司                                        红-个人分红
                                                                                    (B)
                                                                                    个人自有
45   陈学赓                   A259639701       陈学赓自有资金投资账户         460   资金投资      4,147
                                                                                    账户(C)
                                                                                    个人自有
46   陈星桥                   A195269496       陈星桥                         300   资金投资      2,704
                                                                                    账户(C)
                                                                                    机构自营
     东方电气集团财务有限公                    东方电气集团财务有限公
47                            B880052831                                      990   投资账户      8,926
     司                                        司
                                                                                    (C)
                                                                                    机构自营
     上海锦江国际投资管理有                    上海锦江国际投资管理有
48                            B880213136                                      380   投资账户      3,426
     限公司                                    限公司
                                                                                    (C)
                                                                                    机构自营
                                               中远财务有限责任公司自
49   中远财务有限责任公司     B880161567                                    4,200   投资账户     37,868
                                               营账户
                                                                                    (C)
                                                                                    机构自营
50   中船财务有限责任公司     B880231558       中船财务有限责任公司         4,200   投资账户     37,868
                                                                                    (C)
                                                                                    机构自营
                                               中油财务有限责任公司自
51   中油财务有限责任公司     B880111596                                    4,200   投资账户     37,868
                                               营账户
                                                                                    (C)
                                                                                    机构自营
     英大国际信托有限责任公                    英大国际信托有限责任公
52                            B880450071                                    1,500   投资账户     13,524
     司                                        司自营账户
                                                                                    (C)
                                                                                    机构自营
                                               兵工财务有限责任公司自
53   兵工财务有限责任公司     B880956653                                    4,200   投资账户     37,868
                                               营账户
                                                                                    (C)
                                                                                    机构自营
                                               万向财务有限公司自营账
54   万向财务有限公司         B880859843                                    4,200   投资账户     37,868
                                               户
                                                                                    (C)
                                                  7
序                            配售对象证券账                            申购数量   配售对象   配售结果
         网下投资者名称                               配售对象名称
号                            户号码（上海）                            （万股）     类别       （股）
                                                                                   机构自营
     国泰君安证券股份有限公                    国泰君安证券股份有限公
55                            D890006086                                   4,200   投资账户     37,868
     司                                        司自营账户
                                                                                   (C)
                                                                                   机构自营
     上海汽车集团财务有限责                    上海汽车集团财务有限责
56                            B880888371                                   4,200   投资账户     37,868
     任公司                                    任公司自营账户
                                                                                   (C)
                                                                                   机构自营
                                               海通证券股份有限公司自
57   海通证券股份有限公司     D890016641                                   4,200   投资账户     37,868
                                               营账户
                                                                                   (C)
                                                                                   机构自营
     中船重工财务有限责任公                    中船重工财务有限责任公
58                            B880787494                                   4,200   投资账户     37,868
     司                                        司自营账户
                                                                                   (C)
                                                                                   机构自营
     上海电气集团财务有限责                    上海电气集团财务有限责
59                            B880927361                                   4,200   投资账户     37,868
     任公司                                    任公司自营账户
                                                                                   (C)
                                                                                   机构自营
                                               华能贵诚信托有限公司自
60   华能贵诚信托有限公司     B880931946                                   3,870   投资账户     34,892
                                               营账户
                                                                                   (C)
                                                                                   机构自营
61   深圳市亿鑫投资有限公司   B880169476       深圳市亿鑫投资有限公司      2,160   投资账户     19,475
                                                                                   (C)
                                                                                   机构自营
     东航集团财务有限责任公                    东航集团财务有限责任公
62                            B882656039                                   4,200   投资账户     37,868
     司                                        司自营账户
                                                                                   (C)
                                                                                   机构自营
                                               中国电力财务有限公司自
63   中国电力财务有限公司     B880443919                                   4,200   投资账户     37,868
                                               营账户
                                                                                   (C)
                                                                                   机构自营
                                               信达证券股份有限公司自
64   信达证券股份有限公司     D890768599                                   4,200   投资账户     37,868
                                               营投资账户
                                                                                   (C)
                                                                                   机构自营
                                               五矿资本控股有限公司自
65   五矿资本控股有限公司     B880723660                                   2,600   投资账户     23,442
                                               有资金投资账户
                                                                                   (C)
                                                                                   机构自营
     申银万国证券股份有限公                    申银万国证券股份有限公
66                            D890154889                                   4,200   投资账户     37,868
     司                                        司自营账户
                                                                                   (C)
                                                                                   机构自营
67   五矿国际信托有限公司     B882548422       五矿国际信托有限公司        4,200   投资账户     37,868
                                                                                   (C)
                                                                                   机构自营
                                               三峡财务有限责任公司自
68   三峡财务有限责任公司     B880606606                                   4,200   投资账户     37,868
                                               营账户
                                                                                   (C)
                                                                                   机构自营
     航天科工财务有限责任公                    航天科工财务有限责任公
69                            B880988498                                     760   投资账户      6,852
     司                                        司自营账户
                                                                                   (C)
     津杉华融（天津）产业投                    津杉华融（天津）产业投              机构自营
70   资基金合伙企业（有限合   B882864404       资基金合伙企业（有限合      1,000   投资账户      9,016
     伙）                                      伙）                                (C)
                                                                                   机构自营
                                               东兴证券股份有限公司自
71   东兴证券股份有限公司     D890776259                                   4,200   投资账户     37,868
                                               营投资账户
                                                                                   (C)
                                                  8
序                            配售对象证券账                              申购数量   配售对象    配售结果
            网下投资者名称                            配售对象名称
号                            户号码（上海）                              （万股）     类别        （股）
                                                                                     基金公司
                                                                                     或其资产
                                               建信中国建设银行股份有
     建信基金管理有限责任公                                                          管理子公
72                            B883060922       限公司统筹外养老金委托        1,520                  13,704
     司                                                                              司一对一
                                               资产建行专户
                                                                                     专户理财
                                                                                     产品(C)
                                                                                     基金公司
                                                                                     或其资产
     金元惠理基金管理有限公                    金元惠理-惠理 3 号资产管              管理子公
73                            B883249851                                     4,200                  37,868
     司                                        理计划                                司一对一
                                                                                     专户理财
                                                                                     产品(C)
                                                                                     基金公司
                                                                                     或其资产
     工银瑞信基金管理有限公                    工银瑞信基金理财计划专                管理子公
74                            B883171634                                     2,500                  22,540
     司                                        户                                    司一对一
                                                                                     专户理财
                                                                                     产品(C)
                                                                                     基金公司
                                                                                     或其资产
     工银瑞信基金管理有限公                    中国工商银行统筹外福利                管理子公
75                            B881973674                                       160                   1,442
     司                                        资金集合计划                          司一对一
                                                                                     专户理财
                                                                                     产品(C)
                                                                                     基金公司
                                                                                     或其资产
                                               华夏基金专户资产管理计                管理子公
76   华夏基金管理有限公司     B883130947                                     4,200                  37,868
                                               划                                    司一对一
                                                                                     专户理财
                                                                                     产品(C)
     上海从容投资管理有限公                    新疆从容瑞兴股权投资合                私募基金
77                            B883273779                                     4,200                  37,868
     司                                        伙企业（有限合伙）                    (C)
                                               德意志银行—QFII 投资账               QFII 投资
78   德意志银行               D890712580                                     4,200                  37,868
                                               户                                    账户(C)

     合计                                                                  266,550               6,000,000




                                                  9